Imprint-Bernstein Bank GmbH

Company´s headquarter:

Sonnenstraße 1
80331 Munich, Germany

Contact:

Tel.: +49 (0)89 / 2154310-0
Fax: +49 (0)89 / 2154310-99
E-Mail:  info@bernstein-bank.com
Internet: www.bernstein-bank.com

Authorized Representatives:

Dr. Stefan Sträußl, Heiko Seibel

District Court:

Amtsgericht München HRB 225389

Tax identification numbers:

Tax authority: Finanzamt München Abteilung Körperschaften
Tax-id: 143/119/91346
VAT-tax-id in resprect of § 27 a Umsatzsteuergesetz:
DE306120361

Information:

Best Execution Policy
RTS 27
RTS 28

Responsible person in respect of § 55 RStV:

Dr. Stefan Sträußl

Federal supervisory authority:

Bundesanstalt für Finanzdienstleistungs-/Wertpapier-Aufsicht (BaFin)
Marie-Curie-Str. 24-28, 60439 Frankfurt am Main, Germany
Tel. +49 (0) 228 4108-0
Fax +49 (0) 228 4108-1550
E-Mail poststelle@bafin.de
www.bafin.de

Investor protection scheme:

Entschädigungseinrichtung der Wertpapierhandelsunternehmen (EdW)
10865 Berlin, Germany
Tel. +49 (0) 30 203699-5626
FAX +49 (0) 30 203699-5630
E-Mail mail@e-d-w.de
www.e-d-w.de

WpIG-licences:

Bernstein fullfills the legal requirements to provide the following financial services and banking businesses: Financial commission business (§ 2 para. sentence 2 no. 1 WpIG), Proprietary trading (§ 2 para. sentence 2 no. 10 WpIG),  Own-account business (§ 15 para. 3 WpIG), Investment brokering (§ 2 para. sentence 2 no. 3 WpIG),  Investment advice (§ 2 para. sentence 2 no. 4 WpIG), Placement business (§ 2 para. sentence 2 no. 8 WpIG), Contract brokerage (§ 2 para. sentence 2 no. 5 WpIG), Financial portfolio management (§ 2 para. sentence 2 no. 9, WpIG)